EMERGENCY ACTION PLANNING
Ian Wade, Director
Summary
Risk management has a proactive component that seeks to reduce the chance
of an accident taking place. However, recognizing that despite everyone's
best efforts problems may still occur, risk management also focuses on
minimizing the consequences of an accident for the affected organization.
This article discusses only the latter aspect and how an Emergency Action
Plan can ensure the most appropriate response is made following and accident.
Case Histories
Last summer in Portland, Oregon two different organizations experienced
the death of a participant during their mountaineering programs. In both
cases independent investigations raised questions about the manner in
which the leader conducted the experience. Yet the outcomes for the two
organizations have been radically different.
- One organization
has the full support of the victim's parents and is receiving contributions
towards a memorial fund in the victims' name. There was a one-day mention
of the accident on an inside page of a local newspaper near the accident
site. Most potential clients are unaware of the accident and enrollment
is unaffected this year.
- The other
organization is in the final stages of negotiating a settlement involving
payment to the victims' family. They had two days of front-page coverage
in the Oregonian and several follow-up stories. The membership of the
organization expressed strong concern about lack of response and this
has led to a full-scale review of the organizations risk management
practices.
The difference
between these radically different outcomes, to essentially the same event,
lies in the quality of emergency response made by each organization.
What did
the first organization do right? Very simply they showed the family that
they cared deeply about the tragedy and were going to investigate promptly
and thoroughly to determine if mistakes were made and how to correct them.
The other organization was encouraged by their insurance company to do
no investigation and good relations with the next-of-kin were never achieved.
The first organization had a thorough Emergency Action Plan while the
second organization was developing theirs during the response to the tragedy.
Purpose
of an Emergency Action Plan
An Emergency Action Plan is a set of pre-selected activities, intended
to guide the response to an accident, which has been pre-approved by the
managers and other constituents that will be involved.
The Emergency
Action Plan does the following:
- Assign
responsibilities for action.
- Preplans
actions to be taken in different potential emergencies.
- Identifies
resources for responding to an emergency.
Each accident
has unique characteristics. However many elements of the response can
be anticipated and optimal strategies for dealing with them developed.
Definition of an Emergency
An Emergency may exist in other situations than the fatal accidents described
above. The circumstances that might trigger use of an Emergency Action
Plan are when any staff, participants, or guests become:
- Lost.
- Seriously,
or fatally ill or injured.
- Involved
in criminal activity, a natural disaster, or any other situation likely
to attract media attention.
Any staff
member, participant, or guest should know that an Emergency Action Plan
exists and how to activate the plan. Alert status may precede declaration
of an Emergency, until confirmation of the need for assistance is obtained.
Response to an Emergency
Response to any emergency will often involve interaction with county sheriffs,
search and rescue teams, and land management agencies. All these agencies
use an Incident Command System approach to handling the situation. To
communicate effectively with these professionals your organization should
understand the basic structure and terms used in the Incident Command
System.
The Incident
Command System uses a team that performs five management functions:
- Command
- Planning
- Operations
- Logistics
- Finance
Early in
an incident these functions may be combined under one person, the Incident
Commander, however different Section Heads may be added for any or all
of the five functions as the scope of an Incident expands. When multiple
agencies are involved representatives from each agency will be part of
the Command Team so the Incident Commander can use their knowledge and
capabilities as a Resource.
Ideally a
senior person from your organization would be part of the Command Team
to represent your interests, contribute Resources, and stay abreast of
developments. This is more likely to happen if you use an Incident Command
System approach internally as it makes it easier to transfer control of
the operation to appropriate authorities in a way they will view as professional.
1. Assigning Responsibilities for Action
The Emergency Action Plan should identify the people within your organization
who can fill the roles required in the Incident Command System. The
plan should identify alternates and document how to contact each member
who may be needed. Many organizations use a pager to ensure one or more
people can be rapidly contacted to assume control of an emergency.
- The Command
function is responsible for leadership, decision-making, and oversight
of the entire operation. Ideally this person would have management experience,
knowledge of Search and Rescue operations, diplomacy skills, and a broad
sensitivity to organizations' interests. This is usually the most senior
executive.
- The Planning
function is responsible for gathering relevant data about the incident
and developing strategies for successfully concluding it. The Outdoor
Program Director, their Assistant, or a Course Director of the area
where the incident occurs will often perform this function.
- The Operations
function is responsible for conducting Search and Rescue operations
in the field. This may be the Course Director or a Field Staff member.
- The Logistics
function supports the Search and Rescue operations with vehicles, food,
equipment, and facilities. The Course Director or a Field Staff member
of the area where the incident occurs is the natural choice for this
function.
- The Finance
function regulates expenses for services used on major incidents. The
Business Manager would be a logical choice for this function.
2. Preplanning Actions to Take in an Emergency
Preplanning what to do if an emergency arises should be a deliberate process
that involves many people within the organization. This team approach
both helps get the best thinking of the staff into the Emergency Action
Plan and helps train key people for their role if needed.
Each organization
will be able to identify several scenarios with the highest potential
to activate the Emergency Action Plan. Some typical scenarios are listed
below and the probable steps to be taken in response. The scenarios must
of course by customized when developing and Emergency Action Plan for
your organization.
Scenario 1
Missing
person or group, with or without staff supervision.
Response Assess safety of available search staff
Gather all pertinent data to assist search
Determine urgency
Determine Point Last Seen and Direction of Travel
Confine the search area
Conduct hasty search with immediately available staff
Notify agency with jurisdiction for Search and Rescue
Add appropriate search resources
Execute internal and external communication plan
Prepare for incident demobilization
Scenario
2
Disabling accident or serious illness.
Response Assess safety and capability of available evacuation personnel
Gather all pertinent data to assist evacuation
Select most expedient evacuation resource and medical support.
Notify agency with jurisdiction for Search and Rescue
Execute internal and external communication plan
Obtain witness reports
Determine if the program should continue
Evaluate need for Critical Incident Stress Debriefing
Prepare for internal and external investigation
Scenario
3
Fatal accident or illness, including suicide.
Response Assess safety of remaining personnel
Secure area around fatality site
Notify law enforcement agency
Execute internal and external communication plan
Participate in evacuation
Obtain witness reports
Determine if program should continue
Evaluate need for Critical Incident Stress Debriefing
Prepare for internal and external investigation
Other scenarios
might be developed such as:
- Runaway
participant(s).
- Criminal
activity committed by or inflicted on participants or staff.
- Natural
disasters that involve or may involve participants.
- Participation
in an Emergency involving other parties.
3. Identifying Resources for Responding to and Emergency
The pre-planning
exercise illuminates the kind of resources that will be required in the
event of an emergency. They will typically include groups such as:
- Sheriff
responsible for search and rescue in each area used.
While it would be ideal to meet the sheriff and the key people likely
to be managing a search and rescue this may not always be possible.
You can at least send a copy of your Press Kit and Emergency Action
Plan, invite their comments, and call to follow-up. In the follow-up
call find out what kind of Resources they have available e.g. search
dogs, trackers, fixed wing and helicopter units, etc. This lets them
know you are a professional organization.
- Land managers
of each area used by your organization.
Again, if you can't meet them in person at least send them information
and give a follow-up call.
- The Critical
Incident Stress Foundation.
This organization has trained debriefing teams all over the country
and can be reached at 410 750 9600. They can provide an invaluable service
to those affected by the stress of the accident.
- Medical
advisers.
Specialist physicians may be useful in on-site treatment of some conditions
e.g. snakebite, altitude illness or in providing advice on follow-up
care.
- Your insurance
representative.
- Legal
advisers.
It is important to get legal advice that represents the long-term interests
of your organization not just your insurance company.
- Public
relations professionals.
People who specialize in crisis management would be particularly appropriate.
Space prevents
a thorough discussion of the roles of all members of the Incident Command
Team. More information is available in a longer paper available from the
Adventure Safety International. The remainder of the article will discuss
the two most difficult tasks following an accident; dealing with the next-of-kin
and the media.
Responding to Next-of-Kin
This is the
most crucial of the immediate follow-up procedures after a serious injury
or fatal accident and also the most distressing both to contemplate and
to do. The most senior staff member of your organization is generally
the best person to make this notification. If he or she is not available
an alternate must be available such as the Chairman of the Board. In some
situations it may be desirable for someone outside your organization to
make the initial call but try and avoid having a sheriff or search and
rescue person call.
One person
should take primary responsibility for ongoing relations with the family,
a task that might continue for many months. This family relations coordinator
might be a different person than the initial spokesperson.
Each incident
will have seemingly unique circumstances, but the following are some general
guidelines and suggestions:
- Sensitivity
to the feelings of the family is the foremost consideration. Think through
what you will say before you make contact. Have your facts organized
and accurate, and be sure to convey whatever personal condolences might
be appropriate, without seeming to admit liability. Try to anticipate
possible responses and prepare yourself accordingly.
- Remember
that the next-of-kin have a right to all factual information pertaining
to a serious accident, but as the initial notification will be received
with surprise and shock don't expect to convey all the details until
a follow-up call. Make certain they know how to reach you at any time
they wish to speak.
- Promptness
is important. Delays will almost certainly lead to suspicions or other
bad feelings. Don't delay calling if all the details are not yet known.
Once the sheriff or search and rescue radios are talking about a fatality
the news media are not far behind.
- Be conscious
of the timing of your call and try to think through where the recipient
might be; at work, home, vacation, etc. Consider the value of speaking
to all next-of-kin listed as emergency contacts at the same time, perhaps
through a conference call. Also think through what to do if you have
difficulty contacting next-of-kin, if another family member answers
the phone, etc.
- Conclude
the call by asking what support the next-of-kin need immediately form
relatives, neighbors, friends, etc. and help procure it if appropriate.
- Invite
family representatives to come to the accident site at your expense
if they wish. Offer to make all travel and hotel arrangements for the
next-of-kin.
- Consider
having a staff member who has firsthand knowledge of the accident make
a follow-up call, coached by a legal counsel.
- Consider
having a representative of your organization visit the family at their
home.
- Arrange
for others (Board Chair, other staff who know the family, etc.) to reinforce
your communication. Coordinate with the designated family relations
coordinator to avoid redundant or conflicting messages being given.
Responding to the Media
One designated
spokesperson should the only person responsible for communicating with
the news media. This should be a senior executive who is comfortable in
front of the media but might not be the most senior executive. This allows
the spokesman to defer questions they might not be ready to answer to
a later statement by the senior executive. Other people in the organization
must be aware of the single spokesperson policy and refer all inquiries
to this person.
Media may
include:
- Print
media, primarily local and national newspapers.
- Radio
and TV stations, primarily local.
- National
Wire Services.
Priority
The priority for contacting different media groups depends on their potential
interest in the incident and their past relationship with the School.
- High Priority
- Those who will definitely want to cover the story and those ho have
a positive relationship with the School from previous media contacts.
- Lower
Priority - Those who may cover the story but will learn of it from a
wire service or other media.
Timing
of Contacting Media
It is usually advisable to notify the media just before the situation
will become visible through the involvement of law enforcement or search
and rescue authorities. The media can easily learn of an emergency situation,
and it is preferable that your organization releases information rather
than appearing defensive.
Goal of
Communication with Media
The objective is to have a one-day story, avoiding a continuing series
of headlines and features dragged out over a period of days or weeks.
To this end, provide the news media with as much detail as possible, within
the constraints detailed below. Make sure that new information is relayed
promptly to the media to allow them to conclude coverage of the incident.
Methods
of Communication
Prepare and fax a press release to high priority media. Use a summary
structure: open the statement with key facts (who, what, when, where,
why), and then add more details. Write the release the way you would like
to have it appear in print media so the reporter has little editing to
do.
After faxing
out the initial press release consider calling media representatives you
hope will be sympathetic. Rather than reading a "canned story",
the spokesperson should have a written list of key points for reference,
and tell the story in their own words. The image projected by the spokesperson
of concern and caring may have an important effect on the eventual tone
of the story that appears.
Try to avoid
press conferences until you are ready with a full factual statement you
know is correct.
Guidelines for Dealing with the Media
Any
particular incident will have its own characteristics so these guidelines
are an aid, rather than a substitute, for thoughtful response during the
incident.
The overarching
communication goals are to show that the organization
- Cares
deeply about the tragedy.
- Plans
an independent investigation to establish the causes and learn how to
prevent future incidents.
- Is engaged
in work of social value that many people regard highly despite the tragedy.
WHAT THE
MEDIA WILL WANT TO KNOW
-
What
happened?
-
Where
did it happen?
-
When
did it happen?
-
Who many
people were involved?
-
Who was
involved? Ages and hometowns or states can be given prior to notification
of relatives and subsequent release of names. Identify rescuers as
well as staff and students.
-
Have
their relatives been notified?
-
What
emergency response efforts have been made to date? What additional
emergency response efforts are planned?
-
Information
on conditions in the field, equipment, training, and safety of the
group.
-
Background
on the School, including the safety training of students.
-
Provide
accurate and appropriate disclosure of the facts and cooperate equally
with the news media.
-
Explain
why certain information cannot be released, e.g. Next of Kin have
not yet been notified, doctor's orders prevent interview of survivor,
etc. Withholding the name of a victim pending notification of Next
of Kin is appropriate and will be respected by the media. However,
do not deny that the accident itself occurred.
-
Do not
speculate. When the answer to a query is not known, say so. Avoid
responding with "no comment", which can appear evasive.
-
It is
important to impress upon the media any kind of humanitarian, thoughtful
acts taken by the School e.g. Chairperson flies to visit the family,
organization flies family to the scene, etc.
-
Keep
statements brief and simple. Avoid over-explaining. Beware of the
sound bites that may be extracted for use from long statements.
-
Communicate
care and compassion.
-
Do not
admit liability
-
It is
desirable to let the media know that an independent External Review
will be conducted and that the results can be made available to them
in due course.
-
Provide
information on the mission of your organization and any research or
testimonial evidence that a valuable service is provided.
-
Arrange
for monitoring of news reporting. Listen to broadcasts and check newspapers.
- When
a reporter prints or broadcasts erroneous information, inform the reporter,
not his or her superior, and provide correct information as soon as
possible.
Conclusion
Having
an Emergency Action Plan may prevent long lasting damage to your organizations'
reputation in the event of an accident or other incident. Putting a good
plan together involves senior executives doing some careful anticipation
of what might go wrong. Communicating in advance with those other groups
that they will be involved in an emergency will refine the plan and build
professional relationships. These groups will then be more likely to support
you if the incident you never want to happen does take place.
Acknowledgement
Many of the ideas in this paper were developed while the author was working
with Outward Bound USA and
their contributions are gratefully acknowledged.
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